Services to retail clients

Intermoney Valores, SV can provide retail clients with any of the services featured in the table below, or a combination thereof.

INVESTMENT SERVICES

  • Receipt, transmission and execution of orders.
  • Discretionary management of portfolios.

ANCILLARY SERVICES

  • Custody and administration of financial instruments
  • Currency exchange services when related to the provision of investment services

Minimum requirements for providing the service

The provision of any service to a retail client requires the prior signature of the relevant contract; in addition, certain investment services have other prerequisites, such as:

  • Receipt, transmission and execution of orders.
    • Provision of the information necessary to perform “client identification” from the standpoint of the Anti-Money Laundering and Combating the Financing of Terrorism Act.
    • When the service is provided on complex financial instruments, Suitability Test.
  • Discretionary management of portfolios.
    • Provision of the information necessary to perform “client identification” from the standpoint of the Anti-Money Laundering and Combating the Financing of Terrorism Act.
    • In any case, it will be necessary to complete the Appropriateness Test.
  • Custody and administration of financial instruments
    • Provision of the information necessary to perform “client identification” from the standpoint of the Anti-Money Laundering and Combating the Financing of Terrorism Act.